Getting Started
Fund Establishment
Institutional-Grade Services
All our emerging managers follow the highest standards in investment and operational practices recognized as the gold standard globally. Our regulated platform includes systems and infrastructure that meet the rigorous due diligence requirements of institutional allocators. For the manager, it means working in an ecosystem built by institutions for institutional-grade funds. For investors, it means allocating into products launched and run on a stable regulated structure, managed by a professional team with a deep respect for risk management.
Professional Partners
We’ve established relationships with the best professional service providers in the industry. Our partners share our vision to help emerging funds gain exposure globally and support them in an otherwise resource-intensive industry. For legal advisory, we work with Walkers Global, Harney Westwood & Riegels, Sidley Austin, and Simmons & Simmons. Our auditors include PWC, Ernst & Young, KPMG, and BDO. Extending these relationships to our managers, we ensure a smooth startup process and institutional grade service which continues over the lifetime of the new fund.
Corporate Governance
We have access to highly qualified, non-executive Independent Directors each with decades’ experience in fund management. Independence adds an important level of credibility to the fund, where investors’ interests are properly represented. This is crucial for funds managed from Cayman or Hong Kong, where good corporate governance is a prerequisite for institutional investors.
Regulatory Compliance
Our Licensed Structure
OPIM is a fully licensed holder of Hong Kong SFC Type 4 & Type 9 license, and all our funds are managed by experienced investment professionals and talented emerging managers. Our compliance team and monitoring systems ensure that trades meet the stringent requirements of managing funds in Hong Kong. Therefore, our managers can focus on delivering performance without the added burden of dealing with local regulations, FATCA, or business risks.
Infrastructure
Our office in the heart of Central
Particularly in Hong Kong where office costs are so high, having the ability to “plug and play” using a single desk in a fully staffed and equipped office is a huge advantage for the sole manager. We use a combination of Cloud based solutions and onsite servers. We run dual-internet commercial grade connectivity to ensure minimum downtime for trades under any circumstances. Our business continuity plan combined with remote access means portfolio managers have access to their systems while they’re running site visits overseas.

OPIM’s offices are located in the heart of Central, so we can provide startup space for new managers or work together to find a suitable location nearby.
Solutions & Infrastructure
Operations
Fund Operations
OPIM offers trade and operational support including settlements, cash and collateral management, corporate actions, risk management, and reconciliation. Segregated teams allow managers to focus on generating performance. Built on STP (straight through processing) coupled with an open architecture, the team operates on a PM-centric (Portfolio Manager) infrastructure. Compliance overlay monitors error tracking for regulatory accountability, while risk and reporting teams focus on delivering clean and timely performance data. Technology partner systems such as LineData and Bloomberg are implemented across FIX protocol with prime brokers and fund administrators.
Risk Management & Analytics
Our dedicated risk analytics team is available to assist managers in monitoring their portfolios against customizable metrics or benchmarks. OPIM’s risk control team can generate regular risk reports and newsletters for internal monitoring purposes or external marketing activities depending on your fund requirements from daily, weekly, to monthly analysis.
Prime Broker & Fund Administrator
OPIM provides prime brokerage relationships with Credit Suisse, Citibank, Deutsche Bank, and Interactive Brokers; Fund Administrators include Maples and Calder, Citibank, and Custom House. If you’re already partnering with a prime broker, OPIM will work your team to build straight through connectivity and workflow. Whether it’s ISDA’s, CSA’s, or Master Swap Agreements, managers can leverage our relationship with these leading institutions and expect smooth execution.
Technology
Institutional Grade Infrastructure
Critical to institutional investors, OPIM invests heavily in IT infrastructure that passes due diligence requirements for US, European, and Asian institutional investors. These include a cloud investment portfolio management system. The system contains an automated, daily feed to the prime broker and fund administrator. Automated matching and FIX connectivity ensures efficient trade execution. The system is robust, BCP tested, with disaster recovery contingencies
Administration
You Manage the Fund, We Manage the Business
Running a fund is like running a business; managers need to maximise their focus to investment decisions. Our full time compliance and administrators ensure all regulatory requirements are met. OPIM’s business team comes from over 15 years of experience in asset management. We can help manage the day-to-day administrative and HR activities for the investment manager and the fund, all non-portfolio areas from management accounting, to annual audits, liaising with counterparties.
Experience That Matters
Our compliance function regularly monitors licensed representatives and asset management activities from trade execution, error management, to representative CPT hours and the FRR filings. We also assist with HR strategies, subsequent payroll and MPF requirements.
Partnerships That Matter
We’ve established relationships with the best professional service providers in the industry.

 

Terms of Use and Disclaimers

 

Important

 

OP Investment Management Limited (“OPIM”) is a regulated institution in Hong Kong by the Securities and Futures Commission (“SFC”).

 

This website contains information about OPIM and may reference services and products offered by OPIM.

 

The information provided on the OPIM website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country that would subject OPIM or its affiliates to any registration requirement within such jurisdiction or country.

 

You are responsible for observing all applicable laws and regulations of their relevant jurisdictions before proceeding to access the information contained herein.

 

By proceeding, you are representing that you have understood and accepted the restrictions set out in this section.

 

The website is prepared by OPIM and has not been reviewed by the SFC.

 

 

No Offer

 

Neither the information nor any opinions contained in this site constitutes a solicitation or offer by OPIM or any of its affiliates to buy or sell, whether as principal or agent, any securities, futures, options or other financial instruments or provide any related service or investment advice in any jurisdiction or country where such distribution or use would be contrary to local laws or regulations. The information contained in these pages is not intended as any investment advice. Persons accessing these pages should obtain appropriate professional advice when necessary.

 

 

No Warranty

 

Although the information on this site is obtained or compiled from sources believed to be reliable, OPIM cannot and does not warrant the accuracy, validity, timeliness or completeness of any such information.

 

OPIM expressly disclaims any warranties of merchantability or fitness of a particular purpose or duties of care. All information on this site is provided "as is", and is subject to change without prior notice.

 

 

Limitation of Liability

 

In no event will OPIM or its affiliates be liable or have any responsibility for damages of any kind, whether direct, indirect, special, consequential or incidental, resulting from access or use of, or inability to access or use, this site or any sites or pages linked to this site, including (without limitation) damages resulting from the act or omission of any third party, even if OPIM or its affiliates has been advised of the possibility thereof.

 

 

Use of Links

 

Should the viewer leave this site via a link contained herein, and view content that is not provided by OPIM, the viewer does so at its own risk. OPIM is not responsible for damages or losses caused by any delays, defects or omissions that may exist in the services, information or other content provided in such site, whether actual, alleged, consequential or punitive. OPIM makes no guarantees or representations as to, and shall have no liability for, any electronic content delivered by any third party or have any responsibility, including without limitation, the accuracy, subject matter, quality or timeliness of any electronic content.

 

 

Copyright and Trademarks

 

OPIM and other parties own the trademarks and logos displayed on this site. These may not be used without the written permission of OPIM or the party owning these. Also, the information on this site are protected by copyright and no part of it may be copied, transmitted, disseminated, sold, distributed, published, broadcasted, circulated, stored for subsequent use or commercially exploited in any manner without the prior written consent of OPIM.

 

 

Internet Security

 

OPIM does not represent or warrant that no viruses or other contaminating or destructive properties will be transmitted or that no damage will occur to your computer system. You hereby acknowledge and confirm that the internet is not a secure medium where privacy can be ensured, and that complete security and confidentiality over the internet is not possible at this time.

 

You have sole responsibility for adequate protection and back up of data and/or equipment and for undertaking reasonable and appropriate precautions to scan for computer viruses or other destructive properties.

 

OPIM shall not be responsible or liable for any harm that you may suffer in connection with any such breach of confidentiality or security.

 

OPIM also makes no representations or warranties regarding the accuracy, functionality or performance of any third party software that may be used in connection with this site.

  

 

Amendment

 

The information contained on this site is subject to modification and update from time to time without notice.

 

 

Additional Terms

 

Certain sections or pages on this site may contain separate terms and conditions which are in addition to these terms and conditions. In the event of a conflict, the additional terms and conditions will govern for those sections or pages.

 

 

Governing Law

 

Use of this site shall be governed by the laws of Hong Kong Special Administrative Region.

 

DECLINE ACCEPT